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Senior Managers Regime: Statement of Responsibilities
Senior Managers Regime: Statement of Responsibilities

Software Configuration Management Audits Part 2 – Functional Configuration  Audits (FCA)
Software Configuration Management Audits Part 2 – Functional Configuration Audits (FCA)

Senior Managers & Certification Regime (SMCR) | Skillcast
Senior Managers & Certification Regime (SMCR) | Skillcast

Climate risk in financial services | Simmons & Simmons
Climate risk in financial services | Simmons & Simmons

Overview of the Senior Managers & Certification Regime
Overview of the Senior Managers & Certification Regime

Letter from the Chief Executive of the FCA relating to the powers and  perimeter of the FCA, dated 30 January
Letter from the Chief Executive of the FCA relating to the powers and perimeter of the FCA, dated 30 January

FCA outcomes and metrics | FCA
FCA outcomes and metrics | FCA

Senior Managers and Certification Regime (SM&CR) Form K - Step-by-Step User  Guide for Enhanced Firms Accessing Form K
Senior Managers and Certification Regime (SM&CR) Form K - Step-by-Step User Guide for Enhanced Firms Accessing Form K

Overview of the Senior Managers & Certification Regime
Overview of the Senior Managers & Certification Regime

FCA Check - Guaranteed FSA / PRA complaint - Hire with confidence
FCA Check - Guaranteed FSA / PRA complaint - Hire with confidence

Long Form A – Solvency II firms only
Long Form A – Solvency II firms only

Overview of the Senior Managers & Certification Regime
Overview of the Senior Managers & Certification Regime

Overview of the Senior Managers & Certification Regime
Overview of the Senior Managers & Certification Regime

LMA GUIDANCE FOR MANAGING AGENTS: SENIOR MANAGERS & CERTIFICATION REGIME  (SM&CR)
LMA GUIDANCE FOR MANAGING AGENTS: SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)

Overview of the Senior Managers & Certification Regime
Overview of the Senior Managers & Certification Regime

Short Form A – UK and Overseas Firms (not Incoming EEA) Application to  perform controlled functions under the approved person
Short Form A – UK and Overseas Firms (not Incoming EEA) Application to perform controlled functions under the approved person

UK Financial Conduct Authority Publishes Details on Extension of Senior  Managers and Certification Regime | Compliance and Enforcement
UK Financial Conduct Authority Publishes Details on Extension of Senior Managers and Certification Regime | Compliance and Enforcement

SUP 11 Annex 3 Summary of procedures on a notification of a change in  control - FCA Handbook
SUP 11 Annex 3 Summary of procedures on a notification of a change in control - FCA Handbook

One simple step to becoming FCA regulated
One simple step to becoming FCA regulated

SUP 10.1 Application - FCA Handbook
SUP 10.1 Application - FCA Handbook

What is the Financial Conduct Authority (FCA) UK? - PSP Lab
What is the Financial Conduct Authority (FCA) UK? - PSP Lab

FY Is an RNA 3′ End-Processing Factor that Interacts with FCA to Control  the Arabidopsis Floral Transition - ScienceDirect
FY Is an RNA 3′ End-Processing Factor that Interacts with FCA to Control the Arabidopsis Floral Transition - ScienceDirect

12 Small Non-Directive firms, small run-off firms and Insurance Special  Purpose Vehicles - conversion to the Senior Managers Regime (updated  November 2018) | The Senior Managers and Certification Regime: Guide for  insurers (
12 Small Non-Directive firms, small run-off firms and Insurance Special Purpose Vehicles - conversion to the Senior Managers Regime (updated November 2018) | The Senior Managers and Certification Regime: Guide for insurers (

11 Conversion - Core and Limited Scope Firms (including branches) |  PS18/14*** - Extending the Senior Managers and Certification Regime to FCA  firms - Feedback to CP17/25 and CP17/40, and near-final rules | Better  Regulation
11 Conversion - Core and Limited Scope Firms (including branches) | PS18/14*** - Extending the Senior Managers and Certification Regime to FCA firms - Feedback to CP17/25 and CP17/40, and near-final rules | Better Regulation

HR Touchpoints
HR Touchpoints

FCA Supervisory Approach - KPMG Global
FCA Supervisory Approach - KPMG Global